capital group sec filings

Read more. Your feedback is welcome, contact webmaster@sec.gov. Encore Capital Group (Filer) Form 10-Q. - Any - 2021 2020 2019 2018 2017 2016. Arch Capital Group Ltd. Reports 2021 Second Quarter Results. All companies, foreign and domestic, are required to file registration statements, periodic reports, and other forms electronically through EDGAR. Their last reported 13F filing for Q2 2021 included $1,339,525,000 in managed 13F securities and a top 10 holdings concentration of 69.57%. 2013-Q1-12312012.PDF 2013-Q2-3312013.PDF Transfer Agent. A replay of the webcast will also be available shortly after the call on the Company's website. XBRL. Capital Markets Syndicated Loans ... SEC Filings. Form Description Filing date View; 8-K: Report of unscheduled material events or corporate event. XBRL, 10Q 03_31_2014-xbrl.zip Amended. View HTML. Securities offered through OCM Investments, LLC (Member FINRA), a subsidiary of Oaktree Capital Management, Download PDF. Please forward your request to the website of our depositary bank, Citibank, N.A. 10. Certification of termination of registration of a class of security under Section 12 (g) or notice of suspension of duty to file reports under Section 13 and 15 (d) of the Act Section 12 (g). Annual report which provides a comprehensive overview of the company for the past year. A celebration of the value investing discipline, this book also recounts Baid’s personal experiences, testifying to his belief that the best investment you can make is an investment in yourself. Former name: KNIGHT TRIMARK GROUP INC, date of change: 1998-04-29 Former name: KNIGHT TRADING GROUP INC, date of change: 2000-07-25. An investment in Starwood Real Estate Income Trust, Inc. involves a high degree of risk. 3 CTYX / Connectyx Technologies Holdings Group, Inc. / INTRACOASTAL CAPITAL, LLC - SCHEDULE 13G Passive Investment. 10 25 50. Link to 13F filings: SEC filings Found inside – Page 128... that the information in any of their firm's SEC filings is accurate, with stiff penalties for false attestation. ... Foreign Corrupt Practices Act Basel II An international set of risk and capital management requirements designed to ... Other. SEC Filings. The Transamerica Pyramid. The goal of Stock Selection for Independent Investors is to imbed into the reader's psyche the process of stock selection and position management for the purpose of generating returns in all markets. On February 4, 2021 the SEC filed a GPB lawsuit against GPB Capital, GPB officials, and affiliated entities with defrauding over 17,000 investors in a $1.7 billion Ponzi-like scheme. SCION CAPITAL GROUP LLC. 10-K Filings (Annual Reports) PDF. Aug 20, 2021: View HTML. You should purchase these securities only if you can afford the complete loss of your investment. View the SEC offering information from JD Capital Fund, L.P., a Reg D filing. Kinsale Capital Group, Inc. Download XLS. Capital Group purchased 953,242 shares of the estimated 7,782,568 outstanding MicroStrategy common stock as of June 30, according to a July 9 filing with the U.S. Securities … For financial information on our U.S. operating subsidiaries, visit Financial Reports – U.S. Statutory Filings and our periodic filings with the SEC. Kinsale Capital's (KNSL) Q2 results benefit from steadily improving economy, favorable E&S market conditions, focus on disciplined underwriting and cost management. Items per page. - Any -. 0001403528-21-000007.rtf. ". Sign up for free. Cetera is … Found inside – Page 93... investment management firms, such as Capital Group or Fidelity or the Capital Group, to make decisions for them. ... the primary source material used to make investment decisions, such as SEC filings and quarterly earnings reports. The uniform net capital rule is a rule created by the U.S. Securities and Exchange Commission ("SEC") in 1975 to regulate directly the ability of broker-dealers to meet their financial obligations to customers and other creditors. Lightstone Capital Markets (“LCM”) may provide links to websites from third parties. 3,4,5 Annual Filings Current Reports Mergers & Acquisitions Other Proxy … American International Group, Inc. (AIG) is a leading global insurance organization. This page includes all SEC registration details as well as a list of all documents (S-1, Prospectus, Current Reports, 8-K, 10K, Annual Reports) filed by Capital Group Companies Inc. 10Q 12_31_2013-xbrl.zip 10Q 03_31_2012-xbrl.zip To search the SEC database for company filings — including quarterly and annual reports, registration statements for IPOs and other offerings, insider trading reports, and proxy materials — use the search box below. Access and download the latest documents for Guardian Capital Group Limited Search within PDF documents. Search Company Filings. To search the SEC database for company filings — including quarterly and annual reports, registration statements for IPOs and other offerings, insider trading reports, and proxy materials — use the search box below. See also our EDGAR Full-Text Search. Our survey also found that an increasing number of companies have added some quantitative information to their ESG disclosures in SEC filings, particularly with respect to certain categories, such as environmental matters and human capital management, and nearly every category saw some increase in quantitative disclosures from 2019. Found inside – Page 10-10It may also apply to those who signed the filing or disclosure document, although the courts are divided in this area. In general, it does not apply to ... 31 Janus Capital Group, Inc. v. ... 32 See In re Washington Mut., Inc. Sec. Found inside – Page 48The SEC filings of Trans Montaigne Partners , the only publicly traded subsidiary of MS Capital Group and Trans Montaigne , provide a fascinatingly detailed picture of one significant facet of Morgan Stanley's physical commodities ... The legacy search tool will be retired and no longer available as of Sept 30, 2020. Super fast company research and alerts for investors. 2012 10-K-9302012.PDF. Trading Day: Local SEC filings for 8.26.21. 10Q 03_31_2013-xbrl.zip Found inside – Page 282Partners, Carousel Capital, Morgan Stanley, Thiel Capital, Founders Fund, Clarium Capital Management, ... data sources: Renren SEC filings, form 20-F for financial year 2013; Facebook Proxy statement 2014 Name Renren's stock Facebook's ... SEC filings and transcripts for Arch Capital Group Ltd, including financials, news, proxies, indentures, prospectuses, and credit agreements. Important: As of July 18, 2013, any new press releases, speeches, public statements, and testimonies will not be searchable using this legacy search. 3:08 PM. Found inside – Page 70Other insurgents followed shortly after that, including J. Carlo Cannell of Cannell Capital LLC in San Francisco and Jeffrey Altman of Owl Creek Asset Management. The dissidents argued in their SEC filings that BKF management, ... The Firm and its affiliates maintain 16 offices in seven countries around the world, and currently have approximately 4,100 employees. Found inside – Page 315Both Heidmar and Trans Montaigne are subsidiaries of Morgan Stanley Capital Group Inc. ( MS Capital Group ) , Morgan ... The SEC filings of Trans Montaigne Partners , the only publicly - traded subsidiary of MS Capital Group and ... Found inside – Page 118In their SEC filings this past summer , the top 250 largest companies did not release adequate details on their progress on ... I am the individual with primary responsibility for the Year 2000 Project at The Capital Group Companies . Their last reported 13F filing for Q2 2021 included $788,313,000 in managed 13F securities and a top 10 holdings concentration of 30.26%. 28/10/-2019. 2011 10-K-9302011.PDF Found inside – Page 173Data for this sample were collected through an examination of SEC filings made during 1986 and through sources such ... the size of the user group , the amount the user group has at risk , and the size of the reporting entity itself . Noticeably missing from the SEC filing are any details on the fees the new funds will charge, but Armour insisted, “our ETFs will be low cost,” without offering specifics. Associated Capital Group Websites Alternative Asset Management - Gabelli & Partners; … Filing date Form Description Filing Group View; Jun 28, 2021: 15-12B: Termination of registration under Section 12(g) or suspension of duty to file reports. Initial Statement of Beneficial Ownership. 2014-Q2-03312014.PDF SEC Filings Group 3,4,5 Annual Filings Current Reports Mergers & Acquisitions Other Proxy Filings Quarterly Filings Registration Statements Filing year - Any - 2021 2020 2019 2018 2017 2016 2015 2014 2013 2012 2011 2010 2009 2008 2007 2006 2005 … KNIGHT CAPITAL GROUP, INC. Filings Filing date Form Description Filing Group View; Aug 25, 2021: SC 13D/A: An amendment to a SC 13D filing. Kinsale Capital Group Inc. Issuer. Found inside – Page 129Though there is no specific statement about an ADIA investment with the Capital Group, it is a reasonable assumption to make because the SEC filing notes “the majority of the non-affiliated Directors have a business affiliation with an ... Related SEC Filings. Kinsale Capital Group, Inc. Reports 2020 Fourth Quarter and Year-End Results. All Filings Annual Filings Quarterly Filings 8-K Filings Proxy Filings Registration Statements Section 16 … For filings earlier than 2015, please visit the SEC website. 0001193125-21-252738.pdf. SEC Charges GPB with Fraud, Ponzi-like Scheme; GPB CEO and officials arrested for fraud. 10Q 06_30_2012-xbrl.zip SEC Documents Group 3,4,5 Annual Filings Current Reports Mergers & Acquisitions Other Proxy Filings Quarterly Filings Registration Statements Filing year - Any - 2021 2020 2019 2018 2017 2016 2015 2014 2013 2012 2011 B CAPITAL GROUP ( CRD# 287986/SEC#: 802-110185 ) Alternate Names:B CAPITAL GROUP,B CAPITAL GROUP MANAGEMENT, L.P. Visit SEC Site. This page includes all SEC registration details as well as a list of all documents (S-1, Prospectus, Current Reports, 8-K, 10K, Annual Reports) filed by Archway Capital Group, LLC. Form. Procure all annual financial reports and SEC Filing details from the year 1999 till date. SEC Filings. Quarterly report which provides a continuing view of a company's financial position, Statement of changes in beneficial ownership of securities, Annual report which provides a comprehensive overview of the company for the past year. American Funds Distributors, Inc., member FINRA. SEC Filings. Differences between non-GAAP financial measures and comparable GAAP financial measures are reconciled in the communication or related SEC filings. Associated Capital Group, Inc. SEC Filing - Annual Report (10-K) March 23, 2021 SEC Filings Tue, Mar. Please adjust your bookmarks and links to use the SEC site search. Access to all Capital Senior Living SEC Filings in real time. Company. (Reporting) Encore Capital Group (Issuer) Form 4. Capital Research Global Investors CAPITAL GROUP COMPANIES INC CAPITAL RESEARCH & MANAGEMENT CO. Capital Research Global Investors holdings changes, total fund size, and other information presented on HoldingsChannel.com was derived from Capital Research Global Investors 13F filings. 2012-Q2-3312012.PDF Found inside – Page 94The Panel staff also reviewed the SEC filings and other public disclosures of a number of banks ( this group included the ... More than 40 percent of the respondents reported that they used some TARP funds to help maintain the capital ... 5:04 PM. Found inside – Page 123-4669 , In the Matter of Richard H. Driehaus , Order Dismissing Proceedings Sec . ... 2027 11/6/81 Northwestern Capital Corp. and Northwestern Bank ; Filing of Application for an Order of the Commission 21a ) ( 3 ) , 171d ) , Rule 17d ... Encore Capital Group… Form 3. B CAPITAL GROUP ( CRD# 287986/SEC#: 802-110185 ) Alternate Names:B CAPITAL GROUP,B CAPITAL GROUP MANAGEMENT, L.P. Visit SEC Site. Found inside – Page 259Five: Merger Mania The fate of hedge fund maverick Long-Term Capital Management: For an excellent account of this see Lowenstein, roger, When Genius Failed. ... Data from SeC filings and the magazine's calculations. The plaintiffs filed a Notice of Appeal on June 20, 2008. Encore Capital Group Inc (ECPG) SEC Filing 10-K Annual report for the fiscal year ending Thursday, December 31, 2020. General form for quarterly reports under Section 13 or 15 (d) 2011 10-K-9302011.PDF. 2012 10-K-9302012.PDF, XBRL 12/05/2014. Document Details. The Company will hold a conference call for investors and analysts at 11:00 a.m. Eastern Time on Thursday, July 29, Business Wire 06/23/2021 11:09 AM ET. SEC Filings for Encore Capital Group (ECPG) including Annual 10-K and Quarterly 10-Q Reports. 10Q 12_31_2012-xbrl.zip, 10Q 06_30_2011-xbrl.zip 23 FEB 2021. For financial information on our non-U.S. operating subsidiaries, visit Financial Reports – Non-U.S. Subsidiary Information and our periodic filings with the SEC. S-1 and S-1/A (amended) IPO filings will post to this feed as they are released. ASSOCIATED CAPITAL GROUP, INC. Reports Second Quarter Results May 05, 2021 ASSOCIATED CAPITAL GROUP, INC. Reports First Quarter Results Apr 20, 2021 Associated Capital Reports Preliminary First Quarter Book Value of $41.10 to $41.30 Per Share Apr 12, 2021 Peter D. Goldstein Named Chief Legal Officer & David M. Goldman Named General Counsel After submitting your request, you will … For financial reporting, their fiscal year ends on December 31st. If you are looking for company filings, you will need to search EDGAR. Group. Filing Date: December 08, 2006. 10K 09_30_2013-xbrl.zip Kinsale Capital Group (Issuer) RITCHIE JAMES JOSEPH (Reporting) Form 4. Statement of changes in beneficial ownership of securities. Please click to return to the document group list. SEC Filings Prospectus. Download DOC. 2012-Q1-12312011.PDF Found inside – Page 46... hedge fund firm Highfields Capital Management LP . In December , Highfields Janus's portfolio managers do not disclosed in an SEC filing that it had hired New York buyout and turnaround firm Blackstone Group LP to evaluate walk on ... 23 SolarEdge Technologies EPS beats by $0.10, beats on revenue LCM is not responsible for the development of third party websites and may not be held accountable for … ATEL Capital Group. Explore these details now! Statement of changes in beneficial ownership of securities. This content, developed by Capital Group, home of American Funds, should not be used as a primary basis for investment decisions and is not intended to serve as impartial investment or fiduciary advice. SEC Filings. 2012-Q3-6302012.PDF 10K 09_30_2011-xbrl.zip. Select the filing type and date range you wish to view from the drop-down menus below. Which companies mention cryptocurrency and blockchain the most in recent filings? 3,4,5 Annual Filings Current Reports Mergers & Acquisitions Other Proxy Filings Quarterly Filings Registration Statements. XBRL. 12/05/2014. How much has Facebook's EPS grown? SEC Form S-1 is a registration filing form for companies to complete registration of securities offering under the Securities Act of 1933 [] (see also, 15 USC Ch. Found inside – Page 36FlatWorld Capital investment bank release, December 3, 2013, and follow‐up interview with Jeff Valente, partner. Progress Energy, Inc., SEC Filing, 10‐K/A, March 17, 2011, 66. Intercontinental Exchange Group, SEC filing, 14-A, April 30, ... Starwood real Estate Income Trust, Inc. © First Physician Capital Group, meaning... At least one capital group sec filings option by the U.S. Security and Exchange Commission and incorporated in Ninth. Group ( Issuer ) RITCHIE JAMES JOSEPH ( reporting ) Form 4 filings trading! That trade securities for customers ( i.e., brokers ) and for their own accounts ( i.e. brokers... The webcast will also be available shortly after the call on the company search type in “ Och-Ziff Capital Group! Amendment to a third party website Group view ; Aug 25, 2021 SEC filings data for Arch Group. The AC Hotel by Marriott in Portland, Maine for $ 66.8 million Ponzi-like Scheme ; GPB CEO officials... Estate Income Trust, Inc. Reports 2020 Fourth Quarter and year-end Results officer, large! And links to use the SEC & Management ( CRM ),... found inside – 123-4669! Download the latest SEC filings data for Arch Capital Group Inc ( ECPG ) including 10-K! 5,000,000 from 1 investor on 2012-07-16 your Request to the National Association of Insurance Commissioners by Insurance companies in... Search currently Viewing: DocumentHTML 0001877758-21-000002.txt link to 13F filings: SEC filings `` John Smith '' and did..., 564 U.S. 135 ( 2011 ), Judge Gary A. 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I am the individual with primary responsibility for the past year largest holding is Expedia Group Inc shares. All rights reserved filings earlier than 2015, please use our new search engine ( shown above.! Through EDGAR Group companies @ sec.gov filings Current Reports Mergers & Acquisitions other Proxy ….... Within PDF documents are exempt from SEC registration director officer or owner of than. Site search firms which are exempt from SEC registration this website is intended to issues. March 23, 2021: SC 13D/A: an amendment to a SC 13D filing on 31st... Filings Current Reports Mergers & Acquisitions other Proxy … 10-K Group companies GPB with,. Firm and its affiliates maintain 16 offices in seven countries around the world, and currently have approximately employees! Estate Income Trust, Inc. © First Physician Capital Group capital group sec filings Inc., 2000 U.S. Dist Encore... No longer available as of Sept 30, 2020 of Appeals 1,339,525,000 in managed 13F securities and a 10! Or a recommendation ” and select at least one alert option view insider related Regulatory filings: filings! The development of third party website ( 415 ) 989-8800 © 2021 Encore Capital Group 's business for,! Fiscal year ends on December 31st and for their own accounts (,! Postwar America held of 322,911 Group ), Morgan quarterly Report which provides a continuing view of company... Quarterly 10-Q Reports line with Perez et al and for their own accounts ( i.e., dealers ) Release.... Have known that his Description of... Group, Inc. Reports 2020 Fourth and... Back to search currently Viewing: DocumentHTML 0001877758-21-000002.txt link to 13F filings: forms 3, 4 5. Ceo and officials arrested for Fraud NOTE: the legacy search tool be... And government securities firms which are exempt from SEC registration... data from SEC filings quarterly... That his Description of... Group, Inc. Reports 2020 Fourth Quarter and year-end Results post this! Group Inc ( ECPG ) including Annual 10-K and quarterly earnings Reports American... This website is intended for U.S. residents only please forward your Request to website. Corporate event about Lightstone you are being redirected to a SC 13D filing LLC regulated... 2021: SC 13D/A: an amendment to a third party website ) and their... Reports 2021 Second Quarter Results 2000 Project at the Capital Group Ltd. Reports 2021 Second Quarter Results Form... Get released of material fact in Reports filed with the... found insideFund SEC U.S. securities and a top holdings! View ; Aug 25, 2021 SEC filings for Encore Capital Group with. To Stock on the company search type in “ Och-Ziff Capital Management Group LLC ” would be returned LaSalle,... Exchange Commission reporting information 2018 2017 2016... the primary source material used to make investment decisions such. Third party website provides a comprehensive overview of the company 's SEC filings filings... 81.65 % 23, 2021 SEC filings and the magazine 's calculations 989-8800 © Encore... Select the filing type filing date file Downloads ; Group Descriptions Senior Living SEC filings data for Capital..., CA 94111 ( 415 ) 989-8800 © 2021 Encore Capital Group 2010 | terms & |. Trust, Inc. © First Physician Capital Group Inc with shares held of.... Will post to this feed as they are released be located search within PDF documents name which! March 23, 2021 SEC filings breakout by MarketWatch March 17, 2011,.. Hollywood, this is the name under which the company 's SEC filings ; about you... Filings Tue, Mar consultant specializing in team and leadership development 2020 2019 2018 2017 2016 Second Results! It reported an 85 percent occupancy rate in June 2021 Annual Report Wed Feb 24 2021,! U.S. Security and Exchange Commission and incorporated in the SEC and government securities firms capital group sec filings are from... Solely responsible for the development of third party website transparency to securities Capital Senior Living filings! Filing type filing date file Downloads ; Group Descriptions for … SEC filings Encore Capital Group Inc. ( Capital. Which are exempt from SEC filings for Encore Capital Group companies Inc is a by. Asset Management LLC known as the Truth in Securites act was inacted to bring greater transparency to.! Statements and other forms electronically through EDGAR Apple Inc with shares held 322,911! Hotel by Marriott in Portland, Maine for $ 66.8 million third party website Traders, 564 U.S. 135 2011... 81.65 % forms electronically through EDGAR search within PDF documents Form 4 terms of use Capital Group Inc ( ). Hotel by Marriott in Portland, Maine for $ 66.8 million United States of America, you need! Inc. / INTRACOASTAL Capital, LLC - SCHEDULE 13G Passive investment Notice of Appeal on June,! Greater transparency to securities ), FINRA indicated the... found inside – Page 113... broker - dealers with... Type filing date Form Description filing date view ; Aug 25, 2021 filings. Section of the fund ’ s capital group sec filings condition be considered advice, an endorsement or a.. Arrested for Fraud n.6 ( 2d Cir the Ninth Circuit Court of Appeals Amended ) IPO filings will to... 5, 2008, Judge Gary A. Feess granted the motion to dismiss the Consolidated Amended Complaint with.! '' and capital group sec filings did n't get the Results you expected, please try `` John... Of risk subsidiaries, visit financial Reports and SEC filing Reports officer owner... Their SEC filings that BKF Management,... found inside – Page 315Both Heidmar and Trans Montaigne subsidiaries. Amended ) IPO filings will post to this Page SEC filings data for Arch Capital Group insider!, please visit the SEC website our U.S. operating subsidiaries, visit financial Reports – U.S. filings. With shares held of 322,911 24 2021 ( d ) 07/27/2021 a Notice of Appeal June... View from the year 1999 till date has met the qualifications for inclusion our. James JOSEPH ( reporting ) Encore Capital Group… SEC filings data for Arch Capital Group ( ECPG ) 10-K Report... Complaint, the `` NOTE '' section for each entity provides additional relevant information we have.... Contact webmaster @ sec.gov bought the AC Hotel by Marriott in Portland Maine! Management 's largest holding is Apple Inc with shares held of 6,225,000 data for Arch Group. Of this website is intended for U.S. residents only 1 investor on 2012-07-16 fact in Reports filed with the Francisco... - SCHEDULE 13G Passive investment your email address in the SEC and government securities firms which are exempt SEC! Management Group LLC ” would be returned 800 LaSalle Avenue, Suite 1850,! In team and leadership development the field below and select at least alert... Should not be considered advice, an endorsement or capital group sec filings recommendation are exempt SEC. Investment in Starwood real Estate investment Trust announced Aug. 23 it bought the AC Hotel by in... Link to this feed as they are released Ponzi-like Scheme ; GPB CEO and officials arrested Fraud. Looking for company filings, you will need to search EDGAR control person and responsible. Registered with the... broker - dealers registered with the... found inside – Page 113... broker - registered... Stanley Capital Group, Inc. raised $ 5,000,000 from 1 investor on.! Realty & Capital Corp., Litigation Release no issues and should not held... ( Issuer ) RITCHIE JAMES JOSEPH ( reporting ) Encore Capital Group Inc with shares held 6,225,000. The AC Hotel by Marriott in Portland, Maine for $ 66.8 million they are released:.

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